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研究生: Vo Thanh Tung
Vo Thanh Tung
論文名稱: 使用有限電信號資料進行感應電機故障診斷的基於注意力機制的深度學習框架
Attention-based Deep Learning Framework for Fault Diagnosis in Induction Motors Using Limited Electrical Signal Data
指導教授: 劉孟昆
Meng-Kun Liu
口試委員: 劉孟昆
Meng-Kun Liu
藍振洋
Chen-Yang Lan
許嘉裕
Chia-Yu Hsu
劉益宏
Yi-Hung Liu
學位類別: 碩士
Master
系所名稱: 工程學院 - 機械工程系
Department of Mechanical Engineering
論文出版年: 2023
畢業學年度: 112
語文別: 英文
論文頁數: 68
中文關鍵詞: 感應電機故障診斷信號處理深度學習架構1D-CNNRNN注意力機制GAN工業應用
外文關鍵詞: Induction motors, Fault Diagnosis, Signal Processing, Deep Learning Architecture, 1D-CNN, RNN, Attention Mechanisms, GAN, Industrial Application
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  • 感應馬達因其簡單的設計、穩健的操作和高效的能源利用,已經成為各種工業作業的基礎。近年來,基於深度學習的技術在偵測和診斷感應馬達中發生的各種異常和故障方面表現出色。然而傳統的深度學習架構也有其局限。例如,卷積神經網路(CNN)常常無法捕捉到數據關鍵特性的長期時間依賴性;同時遞迴神經網路(RNN)也有其缺點,特別是在處理長和複雜的數據序列時,容易受到梯度消失問題影響。為了克服這些挑戰,本研究開發了一個創新的深度學習框架,將一維卷積神經網路(1D-CNN)和遞迴神經網路(RNN)整合到兩個獨立的運算管道中。這個獨特的設定允許從原始信號輸入中直接提取空間特性以及時間、長期和短期依賴性。藉由加入一種原先為自然語言處理(NLP)所開發的多頭注意力機制,這個模型能夠更加重視相關的特性,同時降低過度擬合的風險。為了解決數據不足的問題,本論文也將生成對抗網路(GAN)融入到深度學習故障診斷框架中。GAN擅長產生與原始數據集相似的合成數據,因此能夠豐富訓練用的數據集。這解決了數據不足的基本問題,使模型能做出更準確和可靠的診斷。我們的方法在診斷感應馬達故障方面,與其他多種先進技術相比,都展現出有競爭力的準確度。本研究強調,注意力機制在提升為故障診斷而設計的深度學習模型性能方面扮演關鍵角色。透過允許直接從原始信號數據進行故障診斷,我們提出的方法有潛力顯著減少工業環境中的運行停機時間和相關成本。


    Induction motors serve as the backbone of various industrial operations due to their inherent advantages, such as design simplicity, operation robustness, and energy efficiency. Over the past few years, techniques grounded in deep learning have demonstrated remarkable capabilities in detecting and diagnosing various anomalies and faults occurring in induction motors. However, conventional deep learning architectures have their limitations. For instance, Convolutional Neural Networks (CNNs) often fail to capture long-range temporal dependencies within the crucial features of the data. Concurrently, Recursive Neural Networks (RNNs) have their own drawbacks, such as susceptibility to the vanishing gradient problem and reduced computational efficiency, particularly when dealing with long and intricate data sequences. To address these challenges, this research introduces an innovative deep learning framework that seamlessly integrates a one-dimensional Convolutional Neural Network (1D-CNN) and a Recursive Neural Network (RNN) into two discrete computational pipelines. This unique configuration allows for extracting spatial features along with temporal, long-term, and short-term dependencies directly from the raw signal inputs. Incorporating a multi-head attention mechanism, a cutting-edge technique originally developed for Natural Language Processing (NLP), the proposed model can give higher importance to relevant features while mitigating the risk of overfitting. To address the issue of data scarcity, this thesis also incorporates a Generative Adversarial Network (GAN) into the deep learning fault diagnosis framework. GANs are adept at generating synthetic data that closely resembles the original dataset, thereby enriching the data pool available for training. This addresses the fundamental challenge of limited data availability, allowing the model to make more accurate and reliable diagnoses. Our method was found to offer a competitive level of accuracy in diagnosing faults in induction motors compared to several other state-of-the-art techniques. The study underscores the pivotal role played by attention mechanisms in enhancing the performance of deep learning models designed for fault diagnosis. By enabling the direct diagnosis of faults from raw signal data, the proposed method has the potential to dramatically minimize operational downtime and associated costs in industrial settings.

    Table of Contents 摘要 I ABSTRACT II Acknowledgment III Abbreviation/Acronyms IV List of Figures VII List of Tables IX Chapter 1 - 1 - Introduction and Literature Review - 1 - 1.1. Background and Motivation - 1 - 1.2. Objective and Scope - 1 - 1.3. Outlines and Contributions of the Chapters - 2 - 1.4. Survey of Methodologies Induction Motor Fault Diagnosis - 3 - 1.5. Digital Signal Processing - 4 - 1.6. Artificial Intelligent in Induction Motor - 7 - 1.7. Hybrid 1D CNN-RNN Network in Induction Motor - 11 - 1.8. Preprocessing Technique and Data Source Problem - 12 - Chapter 2 - 15 - Research Methodology - 15 - 2.1. Convolutional Neural Network and 1D-CNNs - 15 - 2.2. Recurrent Neural Network (Gated Recurrent Unit) - 19 - 2.3. Multi-head Attention Mechanism - 23 - 2.4. The Proposed Attention Hybrid Deep Learning Architecture - 27 - 2.5. Hyperparameter Tuning and Optimization - 30 - 2.6. Analysis Workflow - 31 - Chapter 3 - 34 - Experimental Setup and Model Verification - 34 - 3.1. Overview and Aim - 34 - 3.2. Experimental Setup - 34 - 3.3. Training and Validation Process - 37 - 3.4. Testing Phase - 39 - 3.5. Comparison with state-of-the-art methods - 43 - Chapter 4 - 47 - Synthetic Data Generation for Addressing Data Scarcity - 47 - 4.1. Overview and Aim - 47 - 4.2. GANs Overview - 47 - 4.3. Wasserstein GANs (WGANs) and Auxiliary Conditional GANs (AC-GANs) - 49 - 4.4. Discriminator, Generator, and Training Principle of Proposed GAN Architecture - 50 - 4.5. Workflow and Result - 53 - Chapter 5 - 58 - Conclusion and Future Works - 58 - 5.1. Summary and Implications of the Research - 58 - 5.2. Key Contributions of the Research - 58 - References - 60 - Appendix - 65 - Appendix 1 - 65 - Appendix 2 - 67 -

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