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研究生: 林筱玫
Hsiao-Mei Lin
論文名稱: 工業物聯網預兆診斷技術應用於智慧建築
Fault Detection and Diagnosis of IIoT Technology Applied to Smart Buildings
指導教授: 林慶元
Ching-Yuan Lin
蔡明忠
Ming-Jong Tsai
口試委員: 彭雲宏
Yeng-Horng Perng
吳武泰
Wu-Tai Wu
蔡欣君
Shin-Jyun Tsaih
蔡明忠
Ming-Jong Tsai
林慶元
Ching-Yuan Lin
學位類別: 博士
Doctor
系所名稱: 設計學院 - 建築系
Department of Architecture
論文出版年: 2022
畢業學年度: 111
語文別: 英文
論文頁數: 152
中文關鍵詞: 智慧建築/社區/城市故障診斷卷積神經網絡概率置信度深度學習特徵工程遷移學習
外文關鍵詞: smart buildings/communities/cities, fault diagnosis, convolutional neural networks, probability confidence, deep learning, feature engineering, transfer learning
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  • 本研究在探討一個建築領域的新趨勢,是否可以將工業物聯網的先進技術應用於智慧建築/社區/城市(Smart Buildings/Communities/Cities),例如故障偵測與診斷技術(Fault Detection and Diagnosis)就是一個很好的典範轉移議題。深度學習的卷積神經網絡(Convolutional Neural Network, CNN )被廣泛作為一種數據驅動的方法,可應用振動信號形式的機械故障特徵辨識。但是對未知故障類別部分,CNN的識別效率低且不夠準確,故本文提出了一種新穎的故障診斷方法,此方法為基於概率置信度 CNN 遷移學習的模型(Transfer Probability Confidence CNN, TPCCNN),特別針對旋轉機械的故障特徵建模並進行故障診斷。 TPCCNN包括三大模塊:(1) 進行特徵工程,針對一系列數據預先處理和特徵提取;(2)將異構數據集的學習特徵轉移到不同的數據集上,使模型訓練具有更好的通用性,可以節省建模和參數調校優化的時間;(3)建立一個(Probability Confidence CNN, PCCNN)模型來分類已知和未知不同故障類別。該模型使用開源數據集CWRU和Ottawa進行了驗證,實驗結果顯示出異構數據集的特徵遷移對於已知和未知類別,平均準確率分別可達99.2%和93.8%,並且證明TPCCNN 在訓練及驗証異構數據集方面是有效的。同時,應用類似的特徵集將預測模型的訓練時間減少34%和68%。從政府的長期推動建築智慧化和人工智慧物聯網(Artificial Intelligence and Internet of Things, AIoT)技術的進步,可以發現不再限於安全防災、建築節能或設施管理等自動化工程和服務模式。 目前,全球先進國家都在積極部署智慧建築/社區/城市,在可見的未來智慧建築/社區/城市必定在資源系統和生活場景的前提條件下,將人、資通訊技術(ICT)、建築三要素平衡建構且完美融合。


    This study explores a new trend in construction that is whether advanced technologies of the Industrial Internet of Things (IIOT) can be applied to smart buildings/communities/cities for use of fault detection and diagnosis. It could be an excellent paradigm-shifting topic. Deep learning convolutional neural networks (CNNs) are widely used as a data-driven approach to apply with the mechanical fault feature recognition based on vibration signals. However, for unknown fault categories, the recognition efficiency of CNN is inefficient and inaccurate enough. Therefore, this dissertation proposes a new fault diagnosis method that used a model based on Transfer Learning of Probabilistic Confidence CNN (TPCCNN) for predicting the unknown fault categories. TPCCNN is especially suitable for fault feature modeling and troubleshooting of rotating machinery. The TPCCNN includes three modules: (1) Perform feature engineering, which performs a series of data preprocessing and feature extraction; (2) Transfer the learned features of heterogeneous datasets to different datasets, making model training more general and saving modeling and parameter tuning time; (3) Build a Probability Confidence CNN (PCCNN) model to classify different known and unknown fault categories. The model is validated using open-source datasets, Case Western Reserve University (CWRU) Dataset and Ottawa Mendeley Dataset. The experimental results show that the average accuracy of feature transfer on heterogeneous datasets for known and unknown categories is 99.2% and 93.8%, respectively, and the effect of TPCCNN on training and validation of heterogeneous datasets is remarkable. At the same time, it is also observed that a similar feature set will significantly reduce the training time of the prediction model by 34% and 68%.
    From the government's long-term promotion of smart buildings/communities/cities and the progress of Artificial Intelligence and Internet of Things (AIoT) technology, it can be found that it is not limited to automation engineering and service models such as safety and disaster prevention, building energy conservation, or facility management. At present, smart communities in advanced countries around the world are actively deploying. In the foreseeable future, smart communities must be perfectly integrated with people, ICT technology, and architecture under resource systems and life scenarios.

    Table of Contents TABLE OF CONTENTS IX LIST OF TABLES XIII LIST OF FIGURES XIV CHAPTER 1 INTRODUCTION 1 1.1 INTRODUCTION 1 1.2 MOTIVATION 9 1.3 BOUNDARY AND OBJECTIVE 11 1.4 RESEARCH PROCESSES 12 CHAPTER 2 BACKGROUND AND LITERATURE REVIEW 14 2.1 OVERVIEW OF INDUSTRIAL IOT (IIOT) 14 2.1.1 The Implementation States of IIoT 15 2.1.2 Main Parts of The IIoT technology System 18 2.1.3 Development Trend of IIoT 21 2.2 SMART BUILDING OVERVIEW 23 2.2.1 Evaluation Indicators of Smart Buildings 25 2.2.2 Information Management of Smart Buildings 33 2.3 ARTIFICIAL INTELLIGENCE OVERVIEW 42 2.3.1 Development History of Artificial Intelligence 42 2.3.2 Seven Steps of Artificial Intelligence to Solve a Problem 43 2.3.3 Basic Methods of Artificial Intelligence 47 2.3.4 AI Algorithm Development Process 60 2.3.5 Edge AI Technology 61 2.4 OVERVIEW OF PROGNOSIS MONITORING SYSTEM (PMS) 65 2.4.1 Smart Manufacturing (Industry 4.0) 65 2.4.2 Predictive Maintenance (PdM) 67 2.4.3 Levels of Maintenance 71 2.4.4 Prognostic and Health Management (PHM) 73 2.4.5 Cases Study of Smart Monitoring Technology in Traditional Fields 75 2.4.6 Cases Study of Smart Monitoring Technology Applied to New Fields 80 2.4.7 Summary 85 CHAPTER 3 MATERIALS AND METHODS 87 3.1 DEEP LEARNING INTRODUCTION 87 3.1.1 CNN Introduction 87 3.1.2 PCCNN Introduction 87 3.1.3 Principle of Transfer Learning in TPCCNN 90 3.2 EXPERIMENTAL SETUP AND PROCEDURE 93 3.2.1 Data Preprocessing 93 3.2.2 Pre-Trained Model 95 3.2.3 Feature Extraction and Fine-Tuning 95 3.3 ENVIRONMENTAL SETUP 97 3.3.1 CWRU Dataset 97 3.3.2 Ottawa Mendeley Dataset 99 3.4 EXPERIMENT AND IMPLEMENTATION 101 3.4.1 Pre-Processing 101 3.4.2 Pre-Trained Model 104 3.4.3 Fine-Tune 104 CHAPTER 4 EXPERIMENTAL RESULTS AND DISCUSSION 107 4.1 FEATURE TRANSFERRING FROM CWRU TO OTTAWA 107 4.2 FEATURE TRANSFERRING FROM OTTAWA TO CWRU 110 4.3 THE EFFICIENCY AND ACCURACY OF KNOWLEDGE TRANSFER 112 CHAPTER 5 CONCLUSION AND FUTURE WORK 116 5.1 CONCLUSION 116 5.2 FUTURE WORK 118 5.2.1 AIoT Technology 118 5.2.2 Smart Buildings/Communities/Cities 118 5.2.3 Intelligent Property Management System 119 REFERENCES 121

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