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研究生： 高嘉君
M. Akmalul Ulya
論文名稱： A Study of Cap-and-trade Policy and Reward-penalty Mechanism on Green Closed-loop Supply Chains
A Study of Cap-and-trade Policy and Reward-penalty Mechanism on Green Closed-loop Supply Chains
指導教授： 陳正綱
Cheng-Kang Chen
口試委員: 陳正綱
Cheng-Kang Chen
葉瑞徽
Ruey-Huei Yeh
楊維寧
Wei-Ning Yang
黃宇翔
Yeu-Shiang Huang
洪大為
Ta-Wei Hung
學位類別： 博士
Doctor
系所名稱： 管理學院 - 資訊管理系
Department of Information Management
論文出版年： 2019
畢業學年度： 107
語文別： 英文
論文頁數： 94
中文關鍵詞： supply chain management 、remanufacturing 、reverse logistics 、reward-penalty mechanism 、cap-and-trade policy
外文關鍵詞： supply chain management, remanufacturing, reverse logistics, reward-penalty mechanism, cap-and-trade policy
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    • In this paper, the closed-loop supply chain (CLSC) is extended to consider the case that either the manufacturer or the retailer invests in green effort to comply with the government policy, namely reward-penalty mechanism (RPM) and cap-and-trade policy (CTP). One centralized and three decentralized CLSC models are investigated under RPM whereas four decentralized models are examined under CTP. For decentralized models, by assuming the manufacturer is the leader, the equilibrium solutions are obtained in the closed-form format under the Stackelberg game settings. Based on the optimal/equilibrium solutions and the corresponding objective function values, we present several interesting managerial insights for the proposed models under RPM and CTP.

    In this paper, the closed-loop supply chain (CLSC) is extended to consider the case that either the manufacturer or the retailer invests in green effort to comply with the government policy, namely reward-penalty mechanism (RPM) and cap-and-trade policy (CTP). One centralized and three decentralized CLSC models are investigated under RPM whereas four decentralized models are examined under CTP. For decentralized models, by assuming the manufacturer is the leader, the equilibrium solutions are obtained in the closed-form format under the Stackelberg game settings. Based on the optimal/equilibrium solutions and the corresponding objective function values, we present several interesting managerial insights for the proposed models under RPM and CTP.

    Abstract I Acknowledgments II Table of Contents III List of Figures V List of Tables VII Chapter 1. Introduction 1 Chapter 2. Literature Review 6 Chapter 3. Notation and Assumptions 9 3.1. Notation 9 3.2. Assumptions 10 Chapter 4. Reward Penalty Intensity (RPM) 12 4.1. Model Formulations and Equilibrium Solutions 13 4.1.1. Model–C: centralized GCLSC 13 4.1.2. Model–M: manufacturer collects used products 14 4.1.3. Model–R: retailer collects used products 17 4.1.4. Model–3P: third party collects used products 22 4.2. Analyses of the Proposed Models 24 4.3. Total Surplus of the Whole Society 40 Chapter 5. Carbon Cap-and-trade Policy 44 5.1. Model Formulations and Equilibrium Solutions 45 5.1.1. Model–CE: retailer only sells new products 45 5.1.2. Model–RC: retailer collects used products 48 5.1.3. Model–GM: retailer invests in green marketing effort 50 5.1.4. Model–RCGM: retailer collects used products and invests in green marketing effort 53 5.2. Analyses of the Proposed Models 56 5.3. Total Surplus of the Whole Society 62 Chapter 6. Conclusions and Future Works 65 References 67 Publication List 74 Appendix A. 75 Appendix B. 83

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