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研究生: Kartika Nur 'Anisa'
Kartika Nur 'Anisa'
論文名稱: 社會經濟地位對癌症存活之反事實事件中介分析
Counterfactual Event-Based Mediation Analysis of Socioeconomic Status on Cancer Survival
指導教授: 林希偉
Shi-Woei Lin
李強笙
Chiang-Sheng Lee
口試委員: 何文照
Wen-Chao Ho
葉瑞徽
Ruey Huei Yeh
吳政鴻
Cheng-Hung Wu
學位類別: 博士
Doctor
系所名稱: 管理學院 - 工業管理系
Department of Industrial Management
論文出版年: 2022
畢業學年度: 110
語文別: 英文
論文頁數: 84
中文關鍵詞: 癌症存活中介分析基於反事實事件的中介分析Cox 模型美國癌 症登記
外文關鍵詞: Cancer Survival, Mediation Analysis, Counterfactual event-based analysis, Cox Model, SEER
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  • 雖然許多學者嘗試檢視並實證社會經濟地位與癌症預後的密切關聯,但往往沒有針對這個因果路徑裡的中介變數以及相對應的管理介入進行更深入的探討。
    本論文旨在研究社會經濟地位對癌症患者生存時間的直接和間接影響,並採用診斷時之分期及治療方式建立多中介路徑,以分析社經地位影響多種癌症病例(含肺癌、肝癌、結腸直腸癌和胃癌)之存活時間的內在機制。本研究先透過與傳統中介分析比較,在單一中介變數的分析中驗證基於反事實事件中介分析的優點;本研究接著擴展模型,在考慮多個中介變數時,進行基於反事實事件的中介分析。
    研究中採用了生存分析常見的 Cox 比例風險模型,並使用美國國家癌症研究所的 SEER 數據集。 研究結果指出與傳統方法相較,基於反事實事件的中介分析法能夠對中介效應的詮釋提供更清楚且更一致的結果,並允許我們對因果關係提出較佳解釋。 此外,使用單一中介變數(即癌症分期)進行的基於反事實事件的中介分析亦指出診斷時之癌症分期部分中介社經地位對存活時間的影響。研究結果亦指出基於反事實事件的中介分析可以處理多個中介路徑,並將社經地位對生存時間的影響拆解成直接效應,以及透過診斷之分期和治療(手術)兩個中介路徑之間接效應。研究結果特別指出對直腸癌和胃癌的案例而言,兩個中介變數存在不一致的中介效應(即其中一個中介變數存在抑製效應)。整體而言,研究指出社經地位可直接或間接影響癌症病患的存活時間,且其通過癌症分期和手術治療的中介效應均為顯著。因此,為擁有不同醫療資源(不管是藥物或治療方式的選擇、醫療保健設施的可達性)的患者設計早期篩檢政策或更公平的治療機制將可明顯減少健康照護之癌症存活差異。


    While the association between socioeconomic status (SES) and the prognosis of
    cancers has been examined in many studies, few studies have been done to investigate
    the mediator variables lie along this causal pathway to identify possible targets for policy intervention. This study aims to investigate the direct and indirect effects of SES on the survival time of cancer patients by using cancer stage and medical treatment (i.e., surgery) to create multiple pathways from SES to health outcomes to facilitate a mechanistic inference on several cancer cases (i.e., lung, liver, colorectal, and stomach cancers). In
    particular, this study demonstrates the appropriateness of using the counterfactual eventbased mediation analysis for analyzing a time-to-event outcome (by comparing it with the traditional mediation analysis) and then extends the counterfactual event-based mediation analysis to a model with multiple mediators. A Cox proportional hazards model for survival analysis was applied and the SEER (The Surveillance, Epidemiology, and End Results) data from the National Cancer Institute of the United States were used in this study. Results show that the counterfactual event-based mediation analysis provides clearer and more consistent estimations and decomposition of the effects and allows for a better causal interpretation. Results of the counterfactual event-based mediation
    analysis with one mediator also shows that the effect of SES on survival time is partially mediated by stage at diagnosis in lung, liver, and colorectal cancers. When multiple mediators are considered, results show that the effect of SES on survival time can be further decomposed into the direct effect and the indirect effects via pathways mediating through stage at diagnosis and surgery. In particular, the inconsistent mediat ion (or suppression) effects found on colorectal and stomach cancers are especially critical in evaluating counterproductive effects of stage and treatment on survival. Overall, results
    of this study shows that SES can either affect cancer survival directly or indirectly, and the mediation analysis revealed that the disparity in timely diagnosis (i.e., stage at diagnosis) and surgery caused by SES are also significant. Opportunities to reduce cancer disparity exist in the design of early detection policies or mechanisms for patients with
    varying resources, recovery medication, health care facilities, and access to medical
    resources.

    Abstract ........................................................................................................................... i 摘要 ......................................................................................................................... iii Acknowledgements ........................................................................................................ iv Contents .......................................................................................................................... v List of Tables ................................................................................................................. vii List of Figures .............................................................................................................. viii Chapter 1 Introduction .................................................................................................. 1 Research Background................................................................................................... 1 Chapter 2 Literature Review......................................................................................... 5 2.1 Empirical Study................................................................................................ 5 2.2 Mediation Analysis .......................................................................................... 7 2.3 The Gaps of Previous Studies and Niche of This Study................................ 10 Chapter 3 Traditional Mediation Analysis and Counterfactual Event-based Mediation Analysis with single mediator................................................... 12 3.1 Methods.......................................................................................................... 12 3.1.1 Data and Variables..................................................................................... 12 3.1.2 Statistical Methods .................................................................................... 15 3.1.3 Study Framework ...................................................................................... 20 3.2 Results............................................................................................................ 21 3.2.1 Residual Lifetime Estimation.................................................................... 21 3.2.2 Traditional Mediation Analysis ................................................................. 23 3.2.3 Counterfactual Event-based Mediation Analysis with single mediator .... 26 3.3 Discussion ...................................................................................................... 27 Chapter 4 Counterfactual Event-based Mediation Analysis with multiple mediators....................................................................................................... 30 4.1 Methods.......................................................................................................... 30 4.1.1 Data and Variables..................................................................................... 30 4.1.2 Counterfactual Event-based Mediation Analysis with multiple mediators35 4.1.3 Study Framework ...................................................................................... 39 4.2 Results............................................................................................................ 40 4.2.1 Residual Lifetime Estimation.................................................................... 40 4.2.2 Counterfactual Event-based Mediation Analysis ...................................... 43 4.3 Discussion ...................................................................................................... 49 Chapter 5 Conclusions and Future Research ............................................................ 54 5.1 Conclusions.................................................................................................... 54 5.2 Managerial Implications ................................................................................ 56 5.3 Limitation and Future Work........................................................................... 56 References...................................................................................................................... 58 Appendix ....................................................................................................................... 65

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