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研究生: 吳時選
Shih-hsuan Wu
論文名稱: Reliability-based design of basal heave stability and wall displacements for excavations in clay
Reliability-based design of basal heave stability and wall displacements for excavations in clay
指導教授: 歐章煜
Chang-yu Ou
口試委員: 林宏達
Horn-da Lin
楊國鑫
Kuo-hsin Yang
卿建業
Jianye Ching
劉家男
Chia-nan Liu
謝百鈎
Pio-go Hsieh
學位類別: 博士
Doctor
系所名稱: 工程學院 - 營建工程系
Department of Civil and Construction Engineering
論文出版年: 2011
畢業學年度: 100
語文別: 英文
論文頁數: 200
中文關鍵詞: 開挖可靠度設計底面隆起壁體變形
外文關鍵詞: excavations, reliability-based design, basal heave, wall displacements
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  • 本研究的主要目的為建立一套深開挖底面隆起穩定及服務狀態限度下最大壁體變形量的可靠度設計架構。根據研究顯示空間變異性的平均效應對於底面隆起穩定的可靠度設計有顯著的影響,忽略空間變異性之平均效應會導致過份保守之設計。以實際案例校準底面隆起穩定設計公式顯示修正Terzaghi 法幾乎無偏差,而且該分析方法之變異性亦小。Bjerrum and Eide 的方法則是趨於保守側,該分析方法的變異性最小。對於slip circle 法來說,該方法是最保守的方法,然而該分析方法的變異性為最大。最終乃根據研究成果,建立起一套深開挖底面隆起穩定的可靠度設計架構與圖表。
    根據現地有無地中壁案例之壁體變形行為之研究,顯示地中壁對於抑制壁體變形之成效良好。本研究乃根據連續壁、地中壁以及支撐間之力學行為機制,提出等值擋土支撐系統勁度的估算方法,該方法亦適用於無地中壁案例,且經由實際案例驗證該方法可特徵化最大壁體變形量之行為。本研究進一步以實際案例為基礎提出一個可估算在有無地中壁案例之最大壁體變形量的回歸公式。在考量輸入參數之變異性以及回歸公式之分析模型的不確定性,發展出一套在服務狀態限度下最大壁體變形量之部分係數可靠度設計架構以及圖表。


    The main purpose of this study is to develop a reliability based design framework for basal heave stability and serviceability limit state design on maximum wall displacements. In this study, it is found that the spatial averaging effect has significant influence on the reliability based design (RBD) of basal heave stability, and neglecting spatial averaging effect will lead to over-conservative design. Calibration of model uncertainty based on case histories reveals that modified Terzaghi’s method is almost unbiased with small model c.o.v., while Bjerrum and Eide’s method is biased to the conservative side with smallest model c.o.v., and slip circle is the most conservative method with largest model c.o.v.. Finally, reliability based design charts of basal heave stability are established.
    Through the investigation on the observed performance of wall displacements for cases with and without cross walls in deep excavations, it reveals that cross walls are effective for the constraint of wall displacements. In addition, the equivalent retaining walls system stiffness composed of diaphragm walls, cross walls and lateral supports based on its mechanism is proposed which is also applicable for cases without cross walls, and is validated to be appropriate for characterizing the behavior of maximum wall displacement. Furthermore, a regression model for estimating maximum wall displacements for deep excavations with and without cross walls is developed based on case histories. With consideration of the variability of model input parameters and the model uncertainty of the regression model, the design charts for RBD applied for the serviceability limit state design of maximum wall displacements in terms of partial factors are developed.

    Abstract (Chinese) I Abstract (English) II Acknowledgement III Contents IV List of Tables VIII List of Figures X List of Symbols and Abbreviations XV CHAPTER 1 INTRODUCTION 1 1.1 Background 1 1.2 Research methods and objective 2 1.3 Thesis structures 4 CHAPTER 2 LITERATURE REVIEW 6 2.1 Reliability analysis methods 6 2.1.1 Monte Carlo simulation method (MCS) 6 2.1.2 First order reliability method 8 2.1.3 Importance sampling method 11 2.1.4 Subset simulation method 13 2.2 Reliability based design methods 16 2.2.1 Limit state factor design method 17 2.2.2 Partial factors design method 19 2.3 Reliability assessment of basal heave stability 23 2.4 Performance of wall displacement induced by deep excavations 23 2.5 Methods for reducing excavation-induced wall displacements and ground settlements 25 CHAPTER 3 RELIABILITY-BASED DESIGN FOR BASAL HEAVE STABILITY OF DEEP EXCAVATIONS IN SPATIALLY VARYING SOILS 29 3.1 Introduction 29 3.2 Stationary random field and averaging effect 31 3.2.1 Auto-correlation function 31 3.2.2 Averaging effect 32 3.2.3 Scale of fluctuation 32 3.3 Slip circle method 33 3.4 Modeling of random variables and random fields for basal stability 35 3.4.1 Simulation of unit weight and surcharge pressure 35 3.4.2 Simulation of the profile of normalized undrained shear strength 35 3.4.3 Simulation of undrained shear strength profile 38 3.4.4 Simulation of the resisting moment Mr 39 3.4.5 Simulations of the driving moment Md 40 3.5 Preliminary study 40 3.5.1 Preliminary study of the averaging effect 40 3.5.2 Comparisons to the previous study 41 3.6 Reliability-based design under spatial variability 42 3.6.1 Sensitivity analysis 43 3.6.2 The recommended range of required FS 45 3.7 Design example 46 3.8 Summary and conclusions 48 CHAPTER 4 CALIBRATION OF MODEL UNCERTAINTIES FOR BASE HEAVE STABILITY OF WIDE EXCAVATIONS IN CLAY 51 4.1 Introduction 51 4.2 Case histories 52 4.3 Design equations for base heave stability 54 4.4 Mean value of FSC for all case histories 55 4.5 Coefficient of variation of FSC for all case histories 56 4.5.1 Estimation of the c.o.v. of arc-average su 59 4.5.2 Estimation of the c.o.v. of soil unit weight 62 4.5.3 Adopted c.o.v. of surcharge pressure 62 4.6 Resulting mean values and c.o.v.s of FSC for all cases 63 4.7 Calibration of model factor 65 4.8 Reliability-based design for base heave stability 68 4.9 Summary and conclusions 71 CHAPTER 5 RELIABILITY-BASED DESIGN FOR WALL DISPLACEMENT INDUCED BY EXCAVATIONS WITH CROSS WALLS 73 5.1 Introduction 73 5.2 Mechanism of cross walls 75 5.3 Case histories 75 5.4 Physical model of the equivalent retaining wall system stiffness with cross walls 77 5.5 Observed performance of excavation from collected case histories 85 5.6 Regression analysis based on the collected case histories 87 5.6.1 Performance of the regression model 91 5.6.2 Model uncertainty of the regression model 92 5.7 Reliability based design 93 5.7.1 Reliability based design in terms of partial factors 94 5.7.2 Random variables and design parameters 97 5.7.3 Calibration of partial factors 100 5.7.4 Design example 111 5.8 Summary and conclusions 114 CHAPTER 6 CONCLUSIONS AND SUGGESTIONS 115 6.1 Conclusions 115 6.1.1 The spatial averaging effect on the reliability-based design of basal heave stability 115 6.1.2 Calibration of model uncertainty and reliability-based design of basal heave stability 116 6.1.3 Performance of deep excavations with and without cross walls and reliability-based design of serviceability limit state on maximum wall displacements 117 6.2 Suggestions 118 REFERENCES 189 APPENDIX A The adopted reliability-based design method 198

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