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研究生: 林孟翰
Meng-han Lin
論文名稱: 加入位置權重概念於改良式餘弦相似度及專利類別歸屬之機率方法進行LED立/桌燈相關專利分析研究
Analysis of LED standing/desk lamp patents by adding position weight concept to improved cosine similarity and probability method of patent categorization
指導教授: 林榮慶
Zone-Ching Lin
口試委員: 許覺良
none
傅光華
none
學位類別: 碩士
Master
系所名稱: 工程學院 - 機械工程系
Department of Mechanical Engineering
論文出版年: 2014
畢業學年度: 102
語文別: 中文
論文頁數: 171
中文關鍵詞: LED立/桌燈位置權重餘弦相似度創新專利搜尋方法機率方法
外文關鍵詞: LED standing/desk lamp, position weight, cosine similarity, innovative patent search method, probability method
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  • 本研究首先以LED閱讀燈相關專利測試,以位置權重概念將專利文件分為專利名稱、摘要、說明全文及申請專利範圍四個文字敘述位置,根據此四個位置敘述之內容對於專利的重要程度不同而設定數組專利文件之此四個位置之不同的位置權重值之組合,測試分析出一組較佳的組合做為本研究之用。再將此較佳之不同的位置權重值之組合代入本研究之加入位置權重概念計算之常態化數值之計算公式,經由專利語意分析之斷詞斷字系統半自動半人工分析所獲得之各關鍵技術字、零組件元件字及功能字之加入位置權重概念計算之常態化數值做為該詞彙之權重,取代原有的未加入位置權重概念計算之常態化數值,可以更佳改善以結合改良式餘弦相似度概念之創新專利搜尋方法搜尋相關專利,並進行專利分析之結果,及以改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之結果。本研究將位置權重的概念加入以改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬,其為將專利各關鍵字之加入位置權重概念計算之常態化數值先代入改良式餘弦相似度之公式的權重值,將新投入專利與各技術類別或功能類別比對計算考慮位置權重之餘弦相似度,初步判斷該篇新投入專利可能歸屬的技術類別或功能類別,再將該篇新投入專利各關鍵字之加入位置權重概念計算之常態化數值代入專利類別歸屬之機率方法之公式的權重值,計算專利歸屬之機率值(Pj),判斷該篇新投入專利歸屬的技術類別或功能類別,以期更進一步提高判斷新投入專利之歸屬的準確性及效率。
    上述方法先以LED閱讀燈相關專利進行測試分析完成後,再以LED立/桌燈為研究之載具,將所測試出較佳之不同的位置權重值之組合代入本研究之加入位置權重概念計算之常態化數值之計算公式,計算專利各關鍵字之加入位置權重概念計算之常態化數值,結合改良式餘弦相似度概念之創新專利搜尋方法搜尋相關專利並進行專利分析,並以改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬,實際投入相關專利驗證其歸屬之第一層、第二層技術類別及功能類別,證明本研究之創新方法為可行。本文將先定義LED立/桌燈相關專利之第一層、第二層技術類別及功能類別,進而產生第一層及第二層技術/功能矩陣,並建立各第一層、第二層技術類別及功能類別之技術字及功能字字群。接著將所搜集之相關專利進行國際專利分類(IPC)分析、所屬國別分析、申請人分析及公司別分析,並由第一層及第二層技術/功能矩陣建立各第一層技術類別及第二層技術類別與公司別分析表、核心競爭力公司之IPC分析表、競爭者研發活動力趨勢表及各第一層及第二層技術類別之活動力趨勢表。上述分析之結果可提供給企業及工程師,以節省研發時間,作為新專利產生之參考,此外亦可使企業了解競爭者之核心競爭力。


    First of all, the study takes a test of patents relating to LED reading lamp. With position weight concept, these patent documents are divided into four positions with written description, namely the title of patent, abstract, description and claim(s). In accordance with the contents of these four position descriptions, and judging the difference in importance of these these four position descriptions for the patent document, the paper sets several combinations of different position weights for these four positions of patent documents, and then tests and finds out a better combination for these four positions. The better combination of different position weights is substituted in the study’s calculation equation of normalized numerical value calculated by the added position weight concept. The normalized numerical values which are calculated by the added position weight concept, for the various key technical words, part/component words and functional words, are taken as the weights of terms, replacing the original normalized numerical values calculated without addition of position weight concept. The above mentioned key technical words, part/component words and functional words are obtained by the term segmentation and word segmentation system of patent semantic analysis semi-automatically and semi-manually. It can better improve the analytic results of the related patents searched by innovative patent search method under the combined improved cosine similarity concept, and the results of patent categorization achieved by combination of improved cosine similarity and probability method of patent categorization. In this study, the position weight method is added in the patent categorization judgment which is combining improved cosine similarity with probability method of patent categorization. By doing so, the normalized numerical value, calculated by the added position weight method, of each patent keyword is substituted in the weight value of improved cosine similarity equation. After comparing the newly added patents with the various technical categories or functional categories, improved cosine similarity which is added position weight values is calculated. It is preliminarily judged that the newly added patent may be categorized into which technical category or which functional category. The normalized numerical value, calculated by the added position weight concept, of each keyword of the newly added patent is substituted in the weight value of the equation for probability method of patent categorization, in order to calculate the probability of patent categorization (Pj), judge whether the newly added patent is categorized into which technical category or which functional category, and further enhance the accuracy and efficiency in judgment of the categorization of the newly added patent.
    After employing the above method to test and analyze the related patents of LED reading lamp, the paper takes LED standing/desk lamp as the carrier of the study, and substitutes the better combination of different position weights in the study’s calculation equation of normalized numerical value calculated by the added position weight concept so as to calculate the normalized numerical value calculated by the added position weight concept of each keyword of patent. Combining with the innovative patent search method under the improved cosine similarity concept, the study searches the related patents, makes analysis of patents, and conducts patent categorization by combining improved cosine similarity with probability method of patent categorization. After practical addition to the related patents, it is verified that the added related patent is categorized to which one of 1st-layer, 2nd-layer technical category and functional category. Then, it is verified proving that the feasibility of the proposed innovative method of the study. The study first defines the 1st-layer, 2nd-layer technical category and functional category of LED standing/desk lamp, further produces the 1st-layer and 2nd-layer technical/functional matrix, and establishes word groups of technical words and functional words of the 1st-layer, 2nd-layer technical category and functional category. After that, the related patents searched carry out international patent classification (IPC) analysis, nationality analysis, applicant analysis and company analysis. According the 1st-layer and 2nd-layer technical/functional matrix, it can establish the 1st-layer technical category and the 2nd-layer technical category, as well as company analysis chart, IPC analysis chart of core competitive companies, research and development (R&D) vitality trend chart of competitors, and vitality trend chart of the 1st-layer and 2nd-layer technical categories. The above analytic results can be provided to enterprises and engineers to save their R&D time, and can serve as a reference for production of new patents. Besides, they can also let enterprises understand the core competitiveness of their competitors.

    摘要 I Abstract III 誌謝 VII 目錄 VIII 圖目錄 XIII 表目錄 XIIV 第一章 緒論 1 1.1研究背景 1 1.2研究動機與目的 1 1.3文獻回顧 3 1.4論文架構 9 第二章 LED立/桌燈介紹 13 2.1LED發光原理與結構介紹 13 2.2LED立/桌燈 16 2.3LED立/桌燈BOM表 17 第三章 建立繁體、簡體中文及英文專利文件之斷詞斷字系統 20 3.1繁體、簡體中文零組件元件字斷詞點 20 3.2英文零組件元件字斷詞點 24 3.3技術詞句之第一層及第二層斷詞點 26 3.4功能詞句之斷詞點 30 第四章 加入位置權重概念於改良式餘弦相似度概念進行專利搜尋與 專利分析並結合專利類別歸屬之機率方法進行專利歸屬之判定 32 4.1專利原有的未加入位置權重概念計算之常態化數值之概念及說明 32 4.2專利之加入位置權重概念計算之常態化數值之概念及說明 33 4.3餘弦相似度簡介 35 4.4改良式餘弦相似度介紹說明 35 4.5位置權重概念及說明 39 4.6專利文件之不同的位置之位置權重值之組合之設定及測試說明 40 4.7加入位置權重概念於改良式餘弦相似度之專利搜尋及歸納方法 45 4.8結合改良式餘弦相似度之初步專利分析歸類 50 4.9結合改良式餘弦相似度及專利類別歸屬之機率方法進行專利歸屬之判定 50 第五章 以LED閱讀燈相關專利分析做為測試加入位置權重概念於改良式餘弦相似度進行專利搜尋及專利分析之結果 55 5.1以LED閱讀燈相關專利計算各關鍵字之加入位置權重概念計算之常態化數值於改良式餘弦相似度進行專利搜尋 55 5.2建立LED閱讀燈相關專利重要關鍵字之初步繁體、簡體中文及英文同義字對照表 60 5.3LED閱讀燈繁體、簡體中文及英文相關專利之國際專利分類(IPC)分析 60 第六章 以LED閱讀燈相關專利分析做為測試加入位置權重概念於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定 62 6.1初步建立LED閱讀燈相關專利之第一層及第二層技術/功能矩陣 62 6.2分析歸納LED閱讀燈相關專利之第一層及第二層技術類別及功能類別之技術字及功能字字群並建立相關專利之第一層及第二層技術/功能矩陣 63 6.3建立LED閱讀燈相關專利重要關鍵字之完整繁體、簡體 中文及英文同義字對照表 67 6.4以LED閱讀燈相關專利測試加入位置權重概念於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定 68 6.4.1模糊值的設定 68 6.4.2以關鍵字原有的未加入位置權重概念計算之常態化數值於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定 70 6.4.3以關鍵字之加入位置權重概念計算之常態化數值於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定 75 6.4.4比較與討論以關鍵字之加入位置權重概念和原有的未加入位置權重概念計算之常態化數值於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定之結果 80 第七章 加入位置權重概念於改良式餘弦相似度概念進行LED立/桌燈專利搜尋及專利分析之結果 99 7.1加入位置權重概念於改良式餘弦相似度進行LED立/桌燈之專利搜尋及歸納其相關專利 99 7.2建立LED立/桌燈相關專利重要關鍵字之初步繁體、簡 體中文及英文同義字對照表 112 7.3建立LED立/桌燈相關專利分析之結果與討論 113 7.4LED立/桌燈相關專利之IPC分析、所屬國別分析、申請人分析及公司別分析 113 7.5LED立/桌燈各第一層及第二層技術類別與公司別分析、競爭者IPC技術核心分布分析、競爭者研發活動力趨勢 分析及技術層活動力趨勢分析 120 第八章 LED立/桌燈相關專利分析並加入位置權重概念於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判 定 130 8.1初步建立LED立/桌燈相關專利之第一層及第二層技術/功能矩陣 130 8.2分析歸納LED立/桌燈相關專利之第一層及第二層技術類別及功能類別之技術字及功能字字群並建立相關專 利之第一層及第二層技術/功能矩陣 131 8.3建立LED立/桌燈相關專利重要關鍵字之完整繁體、簡體中文及英文同義字對照表 139 8.4加入位置權重概念於改良式餘弦相似度結合專利類別歸屬之機率方法進行LED立/桌燈相關專利之專利歸屬之判定 139 8.4.1模糊值的設定 139 8.4.2以關鍵字原有的未加入位置權重概念計算之常態化數值於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定 145 8.4.3以關鍵字之加入位置權重概念計算之常態化數值於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定 146 8.4.4比較與討論以關鍵字之加入位置權重概念和原有的未加入位置權重概念計算之常態化數值於改良式餘弦相似度結合專利類別歸屬之機率方法進行專利歸屬之判定之結果 151 第九章 結論 166 參考文獻 169

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