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研究生: 楊斯涵
Sih-Han Yang
論文名稱: 美國著作權法之轉化性使用
Transformative use in US Copyright Law
指導教授: 陳曉慧
Hsiao-Hui Chen
劉顯仲
John-S. Liu
口試委員: 沈宗倫
Chung-Lun Shen
何秀青
Mei-H.C. Ho
學位類別: 碩士
Master
系所名稱: 管理學院 - 科技管理研究所
Graduate Institute of Technology Management
論文出版年: 2017
畢業學年度: 105
語文別: 中文
論文頁數: 102
中文關鍵詞: 著作權合理使用轉化性使用引證分析主路徑分析
外文關鍵詞: copyright, fair use, transformative use, citation network, main path analysis
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  • 美國著作權法第107條規定「合理使用」四項要素,其第一項要素利用之目的與性質,近年常以具有轉化性使用(transformative use)作為判斷依據。本文討論轉化性使用從1994年出現於美國最高法院Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569 (1994) 以來,其意義與適用類型。
    本研究透過Westlaw法律資料庫,搜尋自1994年至2016年之間的相關案例,共164筆資料,藉由案例間的引用關係建立引證網路,並以主路徑分析,選擇較關鍵的案例,與藉由引證網路進行分群。
    本研究發現,轉化性使用之主路徑顯示,成立轉化性使用之判決有上升趨勢,其原因經實際判讀主路徑上的各案例節點發現:並非因法院放寬認定標準,而是利用人之利用行為因應先前法院駁回之案例,有所改變,包括就內容進行改作,或是利用目的不同。
    接著亦透過主路徑方法之節點案例,探討合理使用之第一要素與其他要素之間的關係。本研究自主路徑上案例節點加以整理後,發現第二要素之著作之性質和成立轉化性與否,關係較小;而第三要素,使用的質與量部分,因應用之不同而有差異;第四要素,利用結果對潛在市場有所影響,凡是成立轉化性使用時,皆不成立第四要素。
    最後,透過引證網路之分群方法,發現其分群依據,主要以轄區不同而有所分布,且大多以第二、九巡迴法院及其下級法院為主。進一步分析第二巡迴法院與下級法院之分群,歷史研究、紀錄、新聞報導與科技應用之引用關係密切;挪用藝術、詼諧仿作、批評評論等其餘創作引用關係密切。前者著重於新的利用目的;後者則著重於新的想法、觀念。


    According to Section 107 of the US Copyright Law, there are four elements for fair use. The first of the four elements is mainly to determine the purpose and character of the infringer, once the judge found the transformative use, the infringer can use it as a defense. This study focuses on the use of transformative, including its meaning and the type of application, from the case of the Supreme Court of the United States Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569 (1994).
    The study searches 164 cases from 1994 to 2016 years through the Westlaw database. The citation network is established by the reference from the various cases. From establishing the citation network, I use the main path analysis to select the core cases, and the strength of the reference relationship to categorize.
    The results of this study show that the court has not relaxed the standard for the transformative use, but the infringer's use will modify by learning from the experience and the previous cases.
    Additionally, this study also explores the relationship between the first element of fair use and other elements. After discussing the nodes on the main path analysis, it is found that the relationship between the nature of the work of the second element and the transformation of the first element is small. The third element, the amount and substantiality of the portion, is different for its application. As long as the infringer's behavior is transformative use, the four elements, the effect of the use upon the potential market for or value of the copyrighted work, will not have an impact on the first element.
    Finally, through the citation method of citation network, it is found that the grouping basis is mainly distributed according to the jurisdiction of the court, and mostly based on the second and ninth circurt and its lower court. However, it is noteworthy that the case of the Second Circuit and its subordinate courts is still divided into two groups.The results can be grouped into two categories:First, this study combines historical research, records, news reports and scientific and technological applications into a cluster. Second, this study will be combined with appropriation, parody, criticism and comment (excluding historical research, records and news reports), because they all have a new point of view, and new ideas.

    壹、 緒論 1 1.1 合理使用之四要素 1 1.2 最高法院對轉化性使用概念之導入 2 1.3 研究問題與研究方法 4 貳、 文獻探討 5 2.1 轉化性使用之判決演變 5 2.2 轉化性使用之學說檢討 6 2.3 轉化性使用之實證研究 8 2.4 轉化性使用之類型 9 2.5 小結 10 參、 研究方法 12 3.1 研究架構 12 3.1.1 資料來源 14 3.1.2 資料蒐集 17 3.2 主路徑分析 17 3.2.1 第一個步驟:計算資訊流量 18 3.2.2 第二個步驟:路徑追蹤 20 3.2.3 主路徑分析之操作方法 23 3.3 引證網路分群(VOS Clustering) 25 肆、 研究發現與結果 27 4.1 關鍵延伸主路徑-節點判決 27 4.2 轉化性使用之演變 40 4.2.1 兩階段之利用行為比較 40 4.2.2 小結 45 4.3 與合理使用其他判斷要素之關係 47 4.4 轉化性使用之分類 55 4.4.1 學者分類 55 4.4.2 引證網路分群 58 4.4.3 小結 87 伍、 結論與建議 94 5.1 研究結論 94 5.1.1 轉化性使用之發展 94 5.1.2 轉化性使用之類型 95 5.2 研究限制與未來建議 96 5.2.1 研究限制 96 5.2.2 未來建議 96 參考文獻 98

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