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研究生: 顏思偉
Szu-Wei Yen
論文名稱: 貿易垂直專業化、產業關聯性與技術輸入擴散模式之研究
Trade Vertical Specialization, Industry-linkage Diffusion Effects and Technology Imports
指導教授: 劉代洋
Day-Yang Liu
口試委員: 沈大白
none
黃彥聖
none
梁瓊如
none
張琬喻
none
學位類別: 博士
Doctor
系所名稱: 管理學院 - 企業管理系
Department of Business Administration
論文出版年: 2009
畢業學年度: 97
語文別: 中文
論文頁數: 104
中文關鍵詞: 貿易垂直專業化技術輸入外溢效果產業關聯灰色預測
外文關鍵詞: Trade Vertical Specialization, Technology Imports, Grey Forecasting Model
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  • 近年來隨著貿易障礙的逐步取消及跨國企業的全球化佈局,國際貿易的本質也產生改變。其中最重大的改變之一便是:伴隨著不同的國家對產品某個生產階段具備不同的專業化優勢,使得產品的製造過程延伸橫跨多個國家的現象逐漸明顯,此種專業化型態稱為貿易垂直專業化。而伴隨著此種全球生產體系的浮現,跨國間的技術輸入與技術輸出日益頻繁。然而,少有文獻針對貿易垂直專業化與跨國技術輸入所形成技術擴散做兩者關聯性探討。因此本研究探討的重點之一便聚焦於貿易垂直專業化與技術輸入所形成的技術擴散二者之間的關聯性。
    此外,在探討技術輸入所引發的技術擴散的過程中,由於影響變數相當紛雜,且制度面的原因使跨年度技術輸入資料的蒐集有所中斷與偏漏,導致當進行縱剖面技術擴散研究時產生限制。因此如何克服此跨期資料中斷的限制,使技術輸入所引發的技術擴散能更嚴謹與完整的處理,也是本研究探討的重點。
    針對上述問題,本研究除了分別建構動態一般化灰色預測模式、技術輸入之需求面驅動下擴散效果評估模式、技術輸入之供給面驅動下擴散效果評估模式及貿易垂直專業化評估模式建構等來進行上述議題的探討外,並以台灣製造業二十二個行業為研究對象進行實證。
    主要研究結果如下:1.在個案一中,本研究提出動態灰色預測模式(T-DGGFM)並據此預測GDP值及經濟成長率,以進一步確認一般化灰色預測模型的精確度。本研究以10個國家的GDP的歷史數據進行預測建模並作測試。實證結果顯示,本研究所提出的動態一般化灰色預測模型在經濟成長率的預測上比IMF的預測更精確。2. 為解決技術輸入數據本身期數少、波動大、數據中斷等問題,本研究中結合一般化灰色預測模型與數據平滑法,並據此估測1996年及2001年台灣製造業二十二個行業之技術輸入值。3.在1994-2001年間,整體而言台灣製造業貿易垂直專業化與因技術輸入形成技術擴散的程度兩者之間具有高度顯著的關聯性。4.在1994-2002年間,整體而言台灣製造業貿易垂直專業化與次一期因技術輸入形成技術擴散的程度兩者之間具有高度顯著的關聯性。5.台灣製造業技術輸入所形成的技術擴散效果與次一期產業的貿易垂直專業化之間有相當顯著的關係。


    In this study, we mainly discuss the relationship between technology imports and trade vertical specialization. Traditional technology indices provide limited information and pay no attention to inter-industry linkages. As a result, they usually underestimate the effect of technology imports. Therefore, the primary objective of this study is to assess the inter-industry linkage effect generated by technology imports under an inter-industry linkage structure, and evaluate the diffusion effect. Another objective of this paper is to measure trade vertical specialization levels and trends in manufacturing industry, and to examine the relationship between international trade in vertical specialization and the diffusion effect of technology imports. Longitudinal data and input–output tables are used to observe the temporal change trend of the diffusion effect of technology imports from 1995 to 2002 in Taiwan’s manufacturing industries.
    Several conclusions can be made from the results of this study. First, the intra-industry demand-driven diffusion effects for the various industries do not show a significant rising or declining trend, except for the textile mill products industry, and the plastic products industry. The electrical and electronic machinery industry, the transport equipments industry and the chemical products industry generally remain in the top three positions throughout all periods. Traditional industries tend to lag behind in the ranking.
    Second, from the supply-driven diffusion effect of technology imports, it can be shown that technology imports into Taiwan’s manufacturing technology industries generally bring about an increase in diffusion effects greater than technology imports into traditional industries. Besides, inter-industry supply-driven diffusion effects for the various industries generally shows a rising trend from 1995 to 2002.
    Finally, due to multinational corporations outsourcing their production of products and components in order to reduce production costs and upgrade their manufacturing efficiency, by leveraging comparative advantages of different countries, there exists highly significant correlation between the level of trade vertical specialization of the Taiwanese manufacturing industries and the diffusion effect of technology imports from 1995 through 2002.

    目 錄 中文摘要-------------------------------------------------------------------- Ⅰ 英文摘要-------------------------------------------------------------------- Ⅱ 誌謝------------------------------------------------------------------------ Ⅲ 目錄------------------------------------------------------------------------ Ⅳ 圖目錄---------------------------------------------------------------------- Ⅵ 表目錄---------------------------------------------------------------------- Ⅶ 第壹章 緒論------------------------------------------------------------------ 1 一、研究背景與動機----------------------------------------------------------- 1 二、研究問題與目的----------------------------------------------------------- 2 三、研究範圍與對象----------------------------------------------------------- 4 四、章節架構與流程----------------------------------------------------------- 5 第貳章 文獻回顧與評析-------------------------------------------------------- 8 一、技術與貿易之相關研究----------------------------------------------------- 8 (一) 貿易對技術之影響-------------------------------------------------------- 8 (二) 技術對貿易之影響-------------------------------------------------------- 9 二、技術擴散模式之相關研究-------------------------------------------------- 10 (一) 技術輸入之需求驅動關聯乘數--------------------------------------------- 12 (二) 技術輸入之供給驅動關聯乘數--------------------------------------------- 14 三、貿易垂直專業化之相關研究------------------------------------------------ 14 四、灰色系統模式之相關研究-------------------------------------------------- 18 (一) 灰色預測模式----------------------------------------------------------- 20 (二) GM(1,1)修正模式-------------------------------------------------------- 21 五、綜合評析---------------------------------------------------------------- 24 第叁章 評估模式之建構------------------------------------------------------- 25 一、技術輸入擴散效果評估模式------------------------------------------------ 25 (一) 需求面驅動擴散效果評估模式--------------------------------------------- 27 (二) 供給面驅動擴散效果評估模式--------------------------------------------- 30 二、貿易垂直專業化評估模式-------------------------------------------------- 31 三、動態一般化灰色預測模式-------------------------------------------------- 33 第肆章 實證分析與討論------------------------------------------------------- 48 一、1996年及2001年技術輸入金額之估測---------------------------------------- 48 二、技術輸入之需求面驅動擴散效果-------------------------------------------- 55 三、技術輸入之供給面驅動擴散效果-------------------------------------------- 59 四、貿易垂直專業化實證結果-------------------------------------------------- 62 五、相關度檢定結果與討論---------------------------------------------------- 64 (一) 當期相關度檢定結果與討論----------------------------------------------- 64 (二) 非當期相關度檢定結果與討論--------------------------------------------- 65 六、本章結語---------------------------------------------------------------- 67 第伍章 結論與建議----------------------------------------------------------- 69 一、研究結論---------------------------------------------------------------- 69 二、政策意涵與建議---------------------------------------------------------- 73 三、研究限制與後續研究建議-------------------------------------------------- 75 參考文獻-------------------------------------------------------------------- 77 中文部分-------------------------------------------------------------------- 77 英文部分-------------------------------------------------------------------- 78 附錄------------------------------------------------------------------------ 86 附件A:三種不同模式預測十國GDP之結果比較------------------------------------ 86 附件B:三種不同模式預測十國GDP之重要估計參數-------------------------------- 96 附件C:四種不同模式預測十國GDP成長率之MAE與RMSE比較--------------------------98 作者簡歷------------------------------------------------------------------- 102 圖目錄 圖1-1 研究流程--------------------------------------------------------------- 7 圖2-1 台灣筆記型電腦之國際貿易接單、生產、出貨之實物流程圖------------------ 16 圖2-2 垂直專業化貿易的生產流程簡圖(以B國為例)------------------------------- 18 圖3-1 本研究各項評估模式之關聯架構圖---------------------------------------- 25 圖3-2 Verhulst S曲線-------------------------------------------------------- 35 表目錄 表2.1 李昂提夫之投入–產出模式--------------------------------------------- 11 表2.2 機率統計、模糊理論及灰色理論的差異性--------------------------------- 19 表2.3 灰色預測方法與傳統預測方法比較--------------------------------------- 20 表2.4 GM(1,1)四類修正模式型態之比較及相關文獻彙整表------------------------ 22 表3.1 三個預測模型對十國GDP的預測誤差MAPE比較表---------------------------- 44 表3.2 以MAPE判別預測模型之精確度標準表------------------------------------- 45 表3.3 四個不同預測模式對十國GDP成長率的預測誤差比較表---------------------- 45 表3.4 本研究主要變數的定義及衡量方式--------------------------------------- 47 表4.1 四個不同模型對製造業技術輸入值估測誤差比較表, 1992-1995-------------- 52 表4.2 四個不同模型對製造業技術輸入值估測誤差比較表, 1997-2000---------------53 表4.3 以S-GGMF估測1996年及2001年台灣製造業二十二個行業之技術輸入值--------- 54 表4.4 台灣製造業技術輸入之產業內需求驅動技術擴散效果值, 1993-2002---------- 55 表4.5 台灣製造業技術輸入之需求驅動技術擴散總效果值, 1993-2002-------------- 57 表4.6 台灣製造業技術輸入之產業間需求驅動技術擴散效果值, 1993-2002---------- 58 表4.7 台灣製造業技術輸入之產業內供給驅動技術擴散效果值, 1993-2002-----------59 表4.8 台灣製造業技術輸入之供給驅動技術擴散總效果值, 1993-2002-------------- 61 表4.9 台灣製造業技術輸入之產業間供給驅動技術擴散效果值, 1993-2002---------- 62 表4.10 台灣製造業貿易垂直專業化程度, 1994-2001------------------------------ 63 表4.11 製造業貿易垂直專業化與同期技術輸入擴散效果之相關係數,1994-2001--------64 表4.12 製造業貿易垂直專業化與次一期技術輸入擴散效果之相關係數,1994-2002------66 表4.13 製造業貿易垂直專業化與前一期技術輸入擴散效果之相關係數,1993-2001------66

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