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研究生: 張漢利
HENDRI SUTRISNO
論文名稱: 智慧製造中異常檢測和製程監控的機器學習方法
Machine learning methods for anomaly detection and process monitoring in intelligent manufacturing
指導教授: 楊朝龍
Chao-Lung Yang
口試委員: 陳建良
James C Chen
郭人介
Ren-Jieh Kuo
王福琨
Fu-Kwun Wang
鄭辰仰
Chen-Yang Cheng
楊朝龍
Chao-Lung Yang
學位類別: 博士
Doctor
系所名稱: 管理學院 - 工業管理系
Department of Industrial Management
論文出版年: 2021
畢業學年度: 109
語文別: 英文
論文頁數: 72
中文關鍵詞: time series analysismachine learninganomaly detectionprocess monitoringclassificationclustering
外文關鍵詞: time series analysis, machine learning, anomaly detection, process monitoring, classification, clustering
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  • 本論文討論了智慧製造中的兩個主要問題:第一個是從多變量時間序列(multivariate time-series, MTS)資料中進行異常或不一致(discord)特徵序列的發現;第二個是如何在多變量時間序列從製程監控。Discord 可視為多變量時間序列資料中獨特呈現的異常子序列。在文獻中,偵知不一致子序列是一個非常具有挑戰性的問題,因為不一致子序列的模式、長度和位置通常是未知的。本研究提出了一種基於局部復發率 (local recurrence rate, LRR) 和robust k-means 分群演算法的方法 (LRR-RKMeans)。提出的LRR-RKMeans方法主要基於LRR和變化檢測演算法將MTS轉換和分割成監測信號的子序列,並基於robust k-means分群演算法加以分群以識別不一致的子序列。
    所偵知之不一致子序列將可作為製程監控的指標。對於製程監控部分,本論文的研究重點是減少反應延遲,這也是檢測製程偏移的關鍵性能指標。在文獻中,己有研究人員引入了即時對比度管制圖 (real-time contrast control chart, RTC) 來快速檢測製程偏移。然而,大多數 RTC 在大數據環境中表現不佳;因此,本論文提出了一種新的RTC結合堆疊的長短期記憶網絡( stacked long short-term memory network, SLSTM),稱為SLSTM-RTC,以監測具有短反應延遲的串流MTS。通過堆疊結構,所提出的 SLSTM-RTC 可以捕捉 MTS 內部的層次關係,以提高預測精度。此外,本論文也探討了 LSTM 網絡中的大規模優化問題,其中 LSTM網絡的預測精度在很大程度上取決於其大型網路權重的訓練情況。本研究在 LSTM 網絡內部整合了基於之群集共生有機搜索演算法 (clustering-based symbiotic organisms search, CSOS),以進一步改進 SLSTM-RTC 中的優化策略,命名為 CSOS-LSTM。 CSOS 是一種在高維度優化問題上表現良好的啟發式演算法,通過其基於分群的局部全局搜索策略,以達到跳脫局部最優的狀況。在高維度合成數據集和四種真實案例中的一系列實驗:如心電圖資料、晶圓監測資料、葡萄酒和紙漿生產的傳感器數據,可發現所提出方法的優勢和本研究在推進智慧製造方法論上的貢獻。


    This dissertation discusses two main issues in intelligent manufacturing. One is discord discovery or anomaly detection on multivariate time-series (MTS) data; another is process monitoring on MTS. Discord is considered as the anomalous subsequences that are uniquely presented in the MTS. In the literature, discord discovery is a very challenging problem because the pattern, length, and location of the discords are typically unknown. In this study, a new matrix-based search method for discord discovery based on local recurrence rate (LRR) and robust k-means clustering algorithm, named LRR-RKMeans, was proposed. The proposed LRR-RKMeans converts and segments the MTS into subsequences of monitoring signals based on LRR and change detection algorithm and identify the discords based on the robust k-means clustering algorithm. The detected discord in MTS can be used as the indicator when performing process monitoring. For process monitoring, this dissertation focuses on reducing the response delay, which is a critical performance measure for detecting the process shift. In the literature, researchers introduced the real-time contrast control chart (RTC) to fast detect the process shift. However, most of the RTCs are underperformed in the big data environment; therefore, this dissertation proposes a new RTC combined with a stacked long short-term memory network (SLSTM), named SLSTM-RTC, to monitor streaming MTS with short response delay. With the stacked structure, the proposed SLSTM-RTC can catch the hierarchical relations inside the MTS to improve the prediction accuracy. More on, this dissertation discusses the large-scale optimization issue in an LSTM network, where the prediction accuracy of an LSTM network is heavily dependent on how well its large network weights are trained. This study integrates the clustering-based symbiotic organisms search (CSOS) inside the LSTM network to further improve the optimization strategy in LSTM-RTC, named CSOS-LSTM, to solve the optimization issue. CSOS, a metaheuristic method that performs well for high-dimensional optimization problems, was utilized to escape the local-optimum by its cluster-based local-global search strategy. A series of experiments in high-dimensional synthetic datasets and four types of real-world cases: the electrocardiograph, sensors data for monitoring wafer, wine, and paper-and-pulp productions, highlights the advantages of the proposed methods and the dissertation importance on advancing the methodologies in intelligent manufacturing.

    Recommendation Letter Approval Letter Abstract in Chinese Abstract in English Acknowledgments List of Figures List of Tables 1. Introduction 1.1 Discord discovery 1.2 Response delay in process monitoring 1.2.1 A stacked long­ short term memory network-based RTC 1.2.2 LSTM-­RTC with metaheuristics method as the optimiza­tion algorithm 2. Literature Study 2.1 Recent methods for discord discovery 2.2 Recent RTC methods for process monitoring 2.3 Deep learning methods for process monitoring 2.4 Metaheuristics methods for optimization in process monitoring 3. LRR­RKMeans: A robust discord discovery method based on the lo­cal recurrence rate and robust k­means clustering 3.1 Methodology 3.1.1 Data normalization 3.1.2 Trend removal 3.1.3 Distance matrix calculation 3.1.4 LRR calculation 3.1.5 Changepoint determination 3.1.6 Data clustering 3.1.7 Discord discovery 3.2 Empirical evaluation 3.2.1 Dataset, assumption and settings 3.2.2 Results 4. LSTM­RTC: An LSTM­based RTC for reducing response delay in the process monitoring 4.1 Methodology 4.2 Experimental results 4.2.1 Control limit determination 4.2.2 Experimental settings 4.2.3 Parameter selection 4.2.4 Results on large synthesized data 4.2.5 Results of multivariate normal and bivariate gamma prob­lems 4.2.6 Results on the white wine production data 4.2.7 Results on the paper production data 5. CSOS­-LSTM: LSTM-­RTC with CSOS as the optimization algorithm 5.1 Methodology 5.1.1 Metaheuristic in CSOS­-LSTM 5.1.2 The proposed CSOS­-LSTM 5.2 Results 5.2.1 Experimental design 5.2.2 Results of Comparing the proposed CSOS­-LSTM with LSTM-­RTC under Six Optimization Algorithms 5.2.3 The results on multivariate and bivariate gamma datasets 5.2.4 Experimental results on the real­-world production datasets 6 Conclusions 6.1 Future Work References

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