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研究生: 李璟
Ching - Lee
論文名稱: 專利濫用理論之發展軌跡及趨勢:主路徑分析之觀點
The Development and Trend of Patent Misuse: Perspectives from Main Path Analysis
指導教授: 劉顯仲
John S. Liu
陳曉慧
Hsiao Hui Chen
口試委員: 何秀青
Mei H.C Ho
耿筠
Yun Geng
陳昭華
Jau-Hwa Chen
學位類別: 碩士
Master
系所名稱: 管理學院 - 科技管理研究所
Graduate Institute of Technology Management
論文出版年: 2017
畢業學年度: 105
語文別: 中文
論文頁數: 90
中文關鍵詞: 專利權濫用專利主張實體引證分析主路徑分析
外文關鍵詞: patent misuse, patent assertion entity, citation analysis, main path analysis
相關次數: 點閱:338下載:40
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  • 專利制度主要是為了鼓勵從事發明,給予專利權人發明之排他權,藉此提昇產業
    創新能力以促進產業、社會之發展。然而,當專利權人過度行使其權利,超越了鼓勵
    創新之原始目的,就會產生專利權濫用行為。本研究為了解美國專利權濫用之發展,
    透過分析過往專利權濫用之重要判決以觀察美國法院對於專利權濫用見解的演進趨
    勢。
    本研究自Westlaw 法學資料庫,取得1900 年至2015 年間,美國最高法院及聯邦
    巡迴上訴法院專利權濫用相關之判決,利用判決間互相引證的關係,以主路徑分析法
    將路徑上重要的判決找出,觀察近百年來專利權濫用的走向及趨勢。接著透過集群分
    析法將判決進行分群,從中了解近期專利權濫用的主要類型是否產生變化。
    研究發現美國法院之專利權濫用判例可以分為四個階段,其分界點分別為1942
    年美國最高法院首次使用「專利權濫用」一詞,1952 年美國國會修正相關專利法,
    以及1988 年美國國會增訂相關專利法。透過集群分析也可看出,專利權濫用的類型
    具有時代性,部分特殊的專利權濫用類型之相關法律見解及發生量在過去曾經呈現穩
    定發展,但在近幾年來專利權濫用主要的判決類型有所變化卻產生了不同的變化。


    The main purpose of patent system is to encourage people to engage in invention, thereby increasing the capacity of innovation and developing industries, by granting them a set of exclusive rights during a limited period. However, when patentees unlawfully extend the scope of patent beyond the rights, patent misuse occurred. To understand the development and trend of patent misuse, this study shows judicial opinions about patent misuse from past to present by analyzing law cases.
    This study acquired cases from Supreme Court of the United States and United States Court of Appeals for the Federal Circuit from Westlaw legal database, from 1900 to 2015. Using the relationship between citing and cited cases, it could be found the important cases of patent misuse in history by main path analysis, which depicted the critical data in network. In addition, to figure out whether main types of patent misuse change or not currently, this study used edge-betweenness clustering to classify all cases into several
    groups.
    The development of patent misuse history could be identified into four stages, with three dividing points. In 1942, the term “patent misuse” appeared in the Supreme Court for the first time. In 1952, Congress overhauled related provisions of Patent Act. In 1988, the Patent Misuse Reform Act enacted. Furthermore, through the edge-betweenness clustering,
    we also found the characteristics of patent misuse may reflect the time. Some judicial opinion of patent misuse developed steadily in a period of time, but changed tremendously these days.

    目錄 摘要 ............................................................................................................................... I 圖目錄 ......................................................................................................................... VI 表目錄 ..................................................................................................................... VIII 壹、 緒論 ............................................................................................................... 1 貳、 文獻回顧 ....................................................................................................... 3 2.1. 專利權濫用 ........................................................................................... 3 2.2. 專利主張實體 ....................................................................................... 7 2.3. 專利權濫用及主路徑分析之相關研究 ............................................... 8 參. 研究方法 ..................................................................................................... 11 3.1 研究架構 ............................................................................................. 11 3.1.1 資料來源 ............................................................................................. 13 3.1.2 資料蒐集 ............................................................................................. 15 3.2 主路徑分析 ......................................................................................... 16 3.3 集群分析 ............................................................................................. 27 肆、 研究結果 ..................................................................................................... 31 4.1 專利權濫用見解之演變 ..................................................................... 31 4.1.1 第一階段:專利權濫用原則出現前 ................................................. 33 4.1.2 第二階段:專利權濫用原則出現後 ................................................. 40 4.1.3 第三階段:1952 年美國專利法修正後 ............................................ 44 4.1.4 第四階段:1988 年美國專利法增訂後 ............................................ 51 4.2 1982 年後的專利權濫用主要類型 .................................................... 54 伍、 結論與建議 ................................................................................................. 75 V 5.1 研究結論 ............................................................................................. 75 5.1.1 專利權濫用發展軌跡 ......................................................................... 75 5.1.2 專利主張實體與現今專利權濫用主要類型之關係 ......................... 76 5.2 管理意涵 ............................................................................................. 77 5.3 研究限制與未來建議 ......................................................................... 78 參考文獻 ..................................................................................................................... 80 附錄 ............................................................................................................................. 83

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